SEC and NASD Compliance

Zak's solutions address security, availability, chain of custody, and auditing requirements.

The Securities and Exchange Commission (SEC) and the National Association of Securities Dealers (NASD) have instituted compliance regulations for storing financial records and electronic communications—in emails, instant messages, and more.

Zak's solutions address SEC and NASD compliance and security requirements. Detailed reporting gives regulators a clear idea of the chain of custody of destroyed information.